You will bepart of the  LATAM and Canada (LAC) Central Control Office.  LAC Legal Entity Risk Assessment Quality Assurance Control Manager is responsible for the design and execution of 1st Line of defense ( 1LOD) legal entity risk assessments across multiple jurisdictions, all businesses, and corporate functions in LAC . 

As an associate you will have key responsibilities for performing complex data and business analysis, and execution of Quality Assurance (QA) testing cycles.  The candidate will also be responsible for helping drive the global LE CORE Quality Assurance change agenda including strategic development and technology testing.

In partnership with team members and location control managers, ensure timely and quality completion of Quality Assurance (QA) testing supporting the location control managers (LCMs) in LATAM and Canada.

Required qualifications, capabilities, and skills

Profiling of legal entities from several sources including employment files, booking models, financials, and consultation with a wide range of control managers Coordination of the data analysis and execution of quality assurance testing for all material legal entities in LAC Collation of the quality assurance results and presentation for the key stakeholders and location governance forums where required. Identify potential reporting enhancements to improve control and gain efficiencies. Forming strong working partnerships with location control managers and 2nd LOD partners for those legal entities that the candidate will be responsible for. Be interested in working in a dynamic and collaborative environment, participating in key initiatives, and driving process improvement across the team and locations.

 

Required qualifications, capabilities, and skills

Bachelor’s degree or equivalent experience required. 5 years of financial service experience in Internal Controls, Audit, Quality Assurance, Operational Risk Management or Compliance. Advanced user knowledge of MS Excel and PowerPoint required. Fluent in English verbal and written.

 

Preferred qualifications, capabilities, and skills

Good organizational skills - manages & prioritizes multiple tasks and high focus on quality. Investigative mind-set, able to see issues at both a high-level and in detail and understand applicability across the business. Highly motivated, energetic self-starter who takes ownership and able to make constructive observations and recommendations. Strong analytical, problem solving & process re-engineering skills.  Confident with communicating with and influencing stakeholders where appropriate. Alteryx skills preferable Previous experience in Compliance and Operational Risk Evaluation (CORE)